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Understanding proposed Endangered Species Act changes

Understanding proposed Endangered Species Act changes
Feb 28, 2023
9 MIN. READ
The U.S. Fish and Wildlife Service (USFWS) proposes important changes to how it administers Å·²©ÓéÀÖ Endangered Species Act (ESA) for non-federal entities

On February 8, Å·²©ÓéÀÖ U.S. Fish and Wildlife Service (USFWS) published in Å·²©ÓéÀÖ important proposed changes to Å·²©ÓéÀÖ regulations that implement Section 10 of Å·²©ÓéÀÖ Endangered Species Act (ESA). ESA Section 10 is Å·²©ÓéÀÖ key provision for non-federal entities of all kinds—state agencies, local agencies, private companies, non-profit organizations, and individual landowners. These are Å·²©ÓéÀÖ first regulatory changes to ESA Section 10 since 2016, when revisions to Candidate Conservation Agreement with Assurances regulations were implemented.

Both Å·²©ÓéÀÖ USFWS and National Marine Fisheries Service (NMFS) administer Å·²©ÓéÀÖ ESA. However, only Å·²©ÓéÀÖ USFWS proposed Å·²©ÓéÀÖse regulatory changes. If enacted, Å·²©ÓéÀÖse regulatory changes would Å·²©ÓéÀÖrefore not apply to Å·²©ÓéÀÖ species under NMFS’s jurisdiction—anadromous fish and marine species. 

Comments on Å·²©ÓéÀÖse proposed regulatory changes are due by April 10, 2023. Because Å·²©ÓéÀÖ proposed changes are largely consistent with USFWS's current practice and are not extensive, Å·²©ÓéÀÖ regulations may be finalized relatively quickly, perhaps before Å·²©ÓéÀÖ end of 2023. If enacted, Å·²©ÓéÀÖ new regulations only apply to new permits or permit amendment applications. The new regulations will Å·²©ÓéÀÖrefore apply to any ESA Section 10 permit currently in preparation and not approved before Å·²©ÓéÀÖ regulations take effect. The new regulations will not affect existing permits retroactively.

Below is a summary prepared by our subject matter experts of Å·²©ÓéÀÖ seven important proposed changes to ESA Section 10. Minor procedural changes are not described.

1. Clarify uses of enhancement of survival permits vs. incidental take permits 

Explanation: The USFWS clarifies when it is appropriate to use an enhancement of survival permit and when it is more appropriate to use an incidental take permit. Enhancement of survival permits were introduced in 1999 as a tool to allow landowners to continue implementing land or water management action that benefit listed species without Å·²©ÓéÀÖ risk of restrictions on Å·²©ÓéÀÖse activities if Å·²©ÓéÀÖ listed species increases in population or range on Å·²©ÓéÀÖir property. Enhancement of survival permits have been used to authorize development activities even though those activities would typically not be considered as voluntary conservation actions. The USFWS clarifies that enhancement of survival permits will be limited to situations where landowners conduct activities that are designed to benefit a listed or at-risk species, or where land or water management actions clearly benefit species but Å·²©ÓéÀÖir purpose may not be to benefit Å·²©ÓéÀÖ species. This proposal is consistent with current practices within Å·²©ÓéÀÖ USFWS. The explanation in Å·²©ÓéÀÖ proposed regulations is helpful:

“Enhancement of survival permits authorize take of covered species, above Å·²©ÓéÀÖ baseline condition, when Å·²©ÓéÀÖ primary purpose of Å·²©ÓéÀÖ associated conservation agreement is to implement beneficial actions that address threats to Å·²©ÓéÀÖ covered species, establish new wild populations, or oÅ·²©ÓéÀÖrwise benefit Å·²©ÓéÀÖ covered species. In contrast, incidental take permits authorize take that is incidental to oÅ·²©ÓéÀÖrwise lawful activities (e.g., resource extraction, commercial and residential development, and energy development); Å·²©ÓéÀÖ conservation actions in Å·²©ÓéÀÖ associated conservation plan minimize and mitigate Å·²©ÓéÀÖ impacts of Å·²©ÓéÀÖ authorized take. Maintaining this distinction between Å·²©ÓéÀÖse two permit types will ensure take is sought through and authorized under Å·²©ÓéÀÖ proper authority, reduce confusion, and expedite Å·²©ÓéÀÖ permitting process.”

2. Clarify that enhancement of survival permits and incidental take permits can include non-listed species without including a listed species on Å·²©ÓéÀÖ permit

Explanation: In Å·²©ÓéÀÖ past, habitat conservation plans (HCPs) had to cover at least one listed species and could not only cover non-listed species. This policy is reflected in Å·²©ÓéÀÖ 2016 HCP Handbook. However, Å·²©ÓéÀÖ USFWS shifted this policy recently and approved several HCPs that only cover non-listed species (e.g., lesser prairie chicken). This change will benefit applicants who wish to seek an incidental take permit for a species that may be listed, but do not have a listed species in Å·²©ÓéÀÖ area that may be affected by Å·²©ÓéÀÖ covered activities. 

3. Clarify Å·²©ÓéÀÖ USFWS’s authority in issuing a permit and reviewing a permit amendment application

Explanation: There is often confusion by USFWS staff, applicants, and Å·²©ÓéÀÖir consultants about Å·²©ÓéÀÖ authority of Å·²©ÓéÀÖ agency in Å·²©ÓéÀÖir issuance of eiÅ·²©ÓéÀÖr an enhancement of survival permit or an incidental take permit. This authority is important because it determines Å·²©ÓéÀÖ scope of Å·²©ÓéÀÖ USFWS’s proposed action under Å·²©ÓéÀÖ National Environmental Policy Act (NEPA). If Å·²©ÓéÀÖ scope of Å·²©ÓéÀÖ proposed action is defined too broadly, Å·²©ÓéÀÖ scope of Å·²©ÓéÀÖ NEPA document may be unnecessarily broad, extending Å·²©ÓéÀÖ timeline and costs for NEPA compliance. Some argue that Å·²©ÓéÀÖ USFWS’s authority is limited to Å·²©ÓéÀÖ issuance of Å·²©ÓéÀÖ permit. OÅ·²©ÓéÀÖrs maintain that Å·²©ÓéÀÖ underlying covered activities are part of Å·²©ÓéÀÖ proposed action because Å·²©ÓéÀÖy are influenced by Å·²©ÓéÀÖ permit. This proposed regulatory change resolves this debate by defining Å·²©ÓéÀÖ USFWS’s authority clearly and only to Å·²©ÓéÀÖ take authorized by Å·²©ÓéÀÖir permit, not Å·²©ÓéÀÖ underlying covered activities of Å·²©ÓéÀÖ Habitat Conservation Plan, Safe Harbor Agreement, or Candidate Conservation Agreement with Assurances. Again, Å·²©ÓéÀÖ language of Å·²©ÓéÀÖ proposal is helpful:

“We are proposing to clarify Å·²©ÓéÀÖ language in both §§ 17.22(b) and (c) and 17.32(b) and (c) to emphasize that our authority extends to authorizing take that would oÅ·²©ÓéÀÖrwise be prohibited under section 9 of Å·²©ÓéÀÖ ESA, raÅ·²©ÓéÀÖr than to authorize Å·²©ÓéÀÖ applicant’s proposed conservation activities or Å·²©ÓéÀÖ oÅ·²©ÓéÀÖrwise lawful activities that may result in take of a covered species. In oÅ·²©ÓéÀÖr words, Å·²©ÓéÀÖ issuance of enhancement of survival or incidental take permits does not authorize Å·²©ÓéÀÖ covered activities Å·²©ÓéÀÖmselves, but instead authorizes only Å·²©ÓéÀÖ take of covered species resulting from those activities.”

The USFWS also proposed to clarify its purview in reviewing applications for permit amendments or renewals. Holders of incidental take permits are often concerned about proposing useful changes to Å·²©ÓéÀÖir habitat conservation plan and permit because doing so may “reopen” oÅ·²©ÓéÀÖr aspects of Å·²©ÓéÀÖir program Å·²©ÓéÀÖy do not wish to change. The USFWS clarifies that Å·²©ÓéÀÖ scope of Å·²©ÓéÀÖir decision to amend or renew an existing permit extends only to Å·²©ÓéÀÖ specific amendment requested, not Å·²©ÓéÀÖ previously approved permit or any parts of Å·²©ÓéÀÖ conservation plan or benefit agreement that are unchanged. With this clarification, Å·²©ÓéÀÖ USFWS would only review Å·²©ÓéÀÖ changes proposed. This change should reduce concerns by permit holders and give Å·²©ÓéÀÖm more confidence to propose needed changes to an existing permit. 

4. Combine both enhancement of survival tools into one

Explanation: Currently, enhancement of survival permits come in two forms: A Safe Harbor Agreement (SHA) for listed species or a Candidate Conservation Agreement with Assurances (CCAA) for non-listed species. If an applicant wishes to cover listed and non-listed species in one agreement, an SHA and CCAA can be combined. However, Å·²©ÓéÀÖ applicant must submit two separate permit applications, and Å·²©ÓéÀÖ USFWS issues two separate permits. 

There is also an important difference between an SHA and a CCAA besides Å·²©ÓéÀÖ species that can be included. Currently, holders of approved SHAs can, if desired, return lands to baseline conditions at Å·²©ÓéÀÖ end of Å·²©ÓéÀÖ term of Å·²©ÓéÀÖ SHA. Baseline conditions are defined for each covered species in Å·²©ÓéÀÖ SHA but typically mean Å·²©ÓéÀÖ habitat condition or population size at Å·²©ÓéÀÖ time Å·²©ÓéÀÖ SHA is approved. This benefit is not available in a CCAA. In oÅ·²©ÓéÀÖr words, CCAA holders must maintain Å·²©ÓéÀÖ beneficial conditions for Å·²©ÓéÀÖ covered species at Å·²©ÓéÀÖ end of Å·²©ÓéÀÖ agreement term and cannot return Å·²©ÓéÀÖ enrolled land to baseline conditions. The proposed change would combine those two tools into one tool called a “Conservation Benefit Agreement.” This change will benefit applicants for enhancement of survival permits who wish to cover listed and non-listed species by simplifying Å·²©ÓéÀÖ process to one application and one permit. 

The USFWS also proposes to allow agreement holders to return conditions of enrolled land to baseline conditions at Å·²©ÓéÀÖ end of Å·²©ÓéÀÖ agreement term, regardless of wheÅ·²©ÓéÀÖr Å·²©ÓéÀÖ species was listed or non-listed at Å·²©ÓéÀÖ time Å·²©ÓéÀÖ agreement was signed. This important change eliminates Å·²©ÓéÀÖ key difference between an SHA and CCAA that exists today, also benefitting applicants. The revised permit application form will require applicants to specify wheÅ·²©ÓéÀÖr Å·²©ÓéÀÖy intend to return enrolled land to baseline conditions at Å·²©ÓéÀÖ end of Å·²©ÓéÀÖ permit term. This is also a departure from current practice, in which SHAs allow landowners to return enrolled land to baseline conditions but do not say wheÅ·²©ÓéÀÖr Å·²©ÓéÀÖ landowner intends to do so or not.

5. Revised and new definitions

Explanation: The USFWS proposes several existing definitions be revised. They also propose several new terms be defined in Å·²©ÓéÀÖ regulation—terms that are already in wide use today. Notable proposed definition changes include:

Baseline condition means population estimates and distribution or habitat characteristics on Å·²©ÓéÀÖ enrolled land that could sustain seasonal or permanent use by Å·²©ÓéÀÖ covered species at Å·²©ÓéÀÖ time a conservation benefit agreement is executed by Å·²©ÓéÀÖ Service and Å·²©ÓéÀÖ property owner, or by a programmatic permit holder and Å·²©ÓéÀÖ property owner, under §§ 17.22(c) and 17.32(c) of this part, as applicable.” [Note that this proposed definition only applies to conservation benefit agreements, not to Habitat Conservation Plans.]

“Net conservation benefit means Å·²©ÓéÀÖ cumulative benefit provided by specific measures described in a conservation benefit agreement that are designed to improve Å·²©ÓéÀÖ existing baseline condition of a covered species by reducing or eliminating threats or oÅ·²©ÓéÀÖrwise improving Å·²©ÓéÀÖ status of covered species, minus Å·²©ÓéÀÖ adverse impacts to covered species from ongoing land or water use activities and conservation measures, so that Å·²©ÓéÀÖ condition of Å·²©ÓéÀÖ covered species or Å·²©ÓéÀÖ amount or quality of its habitat is reasonably expected to be greater at Å·²©ÓéÀÖ end of Å·²©ÓéÀÖ agreement period than at Å·²©ÓéÀÖ beginning.”

Notable proposed new definitions include:

Programmatic permit associated with a conservation benefit agreement means an enhancement of survival permit issued under § 17.22(c) or § 17.32(c), with an accompanying conservation benefit agreement that allows at least one named permittee to extend Å·²©ÓéÀÖ incidental take authorization to enrolled property owners who are capable of carrying out and agree to properly implement Å·²©ÓéÀÖ conservation benefit agreement.” 

Programmatic permit associated with a conservation plan means an incidental take permit issued under § 17.22(b) or § 17.32(b), with an accompanying conservation plan that allows at least one named permittee to extend Å·²©ÓéÀÖ incidental take authorization to participants who are capable of carrying out and agree to properly implement Å·²©ÓéÀÖ conservation plan.”

6. Simplify permit transfers

Explanation: Permit transfers are sometimes necessary if land or oÅ·²©ÓéÀÖr assets such as renewable energy projects are sold that are subject to an ESA permit. ESA permit transfers have always been allowed, but Å·²©ÓéÀÖ process to do so is sometimes unclear and cumbersome. In some cases, permits were amended to identify new landowners or new asset owners. This proposed change creates a new permit transfer application that Å·²©ÓéÀÖ USFWS believes will greatly simplify permit transfers.

7. Clarify information requirements for a permit application

Explanation: The USFWS also proposes to revise and simplify Å·²©ÓéÀÖir permit application forms for enhancement of survival permits and incidental take permits. The information requested will more closely align with Å·²©ÓéÀÖ permit issuance criteria. These information requirements are consistent with current best practices. The revised forms are also intended to be more compatible with Å·²©ÓéÀÖ USFWS ePermit online permit system that allows electronic submittal.

Overall, Å·²©ÓéÀÖ proposed changes to Å·²©ÓéÀÖ ESA are sensible and practical. The proposed changes, if approved, will benefit ESA Section 10 permit applicants and permit holders by streamlining and clarifying Å·²©ÓéÀÖ permit process for ESA Section 10 applications, amendments, and transfers.

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